Brock Capital Group
Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.
Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.
Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.
Meet Our Experts
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Charles O. Svenson
Senior Managing Director
Investment banker, expertise in energy, alternative energy, project finance and transportation. Co-Chairman, Investment Committee of Hamilton College; Trustee, Natural History Museum of the Adirondacks; Chairman, the Adirondack Nature Conservancy and Adirondack Land Trust; President, Harvard Law School Association of New York City Former Managing Director, Donaldson, Lufkin & Jenrette (now
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Trevor Kidd
Executive Advisor
Trevor has over 35 years of experience as a business owner, entrepreneur, investor and senior executive specializing in niche manufacturing, telecommunications, enabling technologies, mergers and acquisitions, and specialty financial services product structuring and financing.
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B. Hunt Whitbeck, Jr.
Senior Managing Director
Senior executive, specializing in corporate banking and institutional investment management Executive Director, American Foundation for Affordable Housing, Inc. Former Managing Director, Chancellor Capital Management, INVESCO and M.D. Sass Investor Services; former VP, Citicorp Investment Management, Inc. and Citibank, N.A. Harvard College A.B.; Harvard Business School M.B.A.
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James P. Schadt
Senior Managing Director
CEO with experience in publishing, software and global beverages; Trustee, Northwestern University; founding member, Northwestern College of Arts and Sciences Advisory Board Former Chairman, CEO, President, and COO, Reader’s Digest Association, Inc.; President and CEO, Cadbury Beverages, Inc.; CEO, Mercator Software, Inc; President (Wines and Spirits), PepsiCo, Inc.; Beacon Group
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Phillip J. Harrington, Jr.
Senior Managing Director
Financial services and technology executive with operating, risk and regulatory experience. Chairman, ProLink Solutions, Inc.; Chairman, Willow Street Group; Cyber Risk Advisor, World Economic Forum; Trustee, United Lutheran Seminary; Former Executive Vice President, Risk, and Chief Administrative Officer at CA Technologies, Inc.; Director, Business Risk, Deloitte & Touche, LLP; Corporate
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Adam Launer
Associate
Energy investment banking group; Project Manager, Analyst, Bakken Energy, developer of clean hydrogen production, transportation and storage applications. Previously, Analyst, S2K Financial and Associate, AXA Financial. BBA, Finance with honors, The Zarb School of Business, Hofstra University.
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Susan Hinkson-Carling
Managing Director
Senior level executive with more than 30 years expertise in real estate development, including land use, zoning, due diligence, government regulation, incentives and entitlements. Managing Director, Capalino Ventures, a full service strategic advisory firm in all aspects of real estate development. Former member, Commissioner, and Vice Chair, New York City
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Norman H. Brown, Jr.
Senior Managing Director
Investment banker; expert in metals, mining, infrastructure and mergers & acquisitions. Headed restructuring and metal & mining, Donaldson, Lufkin & Jenrette, Inc, Credit Suisse First Boston; SVP, Head of M&A Department, E.F. Hutton; Director, Macquarie Infrastructure Company Trust; Trustee and member, Investment Committee of the University of Oregon Endowment Foundation.
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Jim Dougherty
Executive Chairman and Co-Founder, Madaket Health, a healthcare SaaS platform that automates the exchange of data between providers and payers. Senior Lecturer in Technological Innovation, Entrepreneurship, and Strategic Management at the MIT Sloan School of Management. Visiting Professor, Columbia University, teaching Entrepreneurship. Extensive experience working directly with investors
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Curt Launer
Managing Director
Co-head, Energy investment banking group; Founder, Bakken Energy, developer of clean hydrogen production, transportation and storage applications. Won Institutional Investor Magazine’s first place honors for twelve of thirteen years; Inducted into Institutional Investor’s Hall of Fame in 2011 and named “one of the best analysts of all time.” Equity research