Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

Meet Our Experts
  • Gary E. Zimmerman Managing Director Investment banker and private investor with significant domestic and overseas M&A and capital markets experience across multiple industry sectors and geographies.  Managing Partner of Six Trees Capital LLC and Founder and CEO of Max (MaxMyInterest.com).  Former Managing Director and Global Head of Strategic Solutions for Sovereign Wealth Funds at Citigroup. 

  • Carl H. Pforzheimer III Senior Managing Director Investment banker, philanthropist, and private investor. Manager, Carl H. Pforzheimer & Co.; Board member and chair of numerous charities and educational institutions including the New York Public Library, Lincoln Center, Pace University, Visiting Nurse Service of New York and Horace Mann School; Director of boards including U.S. Trust and Ampco-Pittsburg

  • Martin Murrer Managing Director Co-head, Energy investment banking group. 40 years on Wall Street primarily at major Wall Street firms including Donaldson, Lufkin & Jenrette, Goldman Sachs and Merrill Lynch; Expert in strategic financial advisory and transaction execution; Headed exclusive sale and merger/acquisition groups and completed over 200 merger and acquisition transactions. Chief Investment

  • Karen N. Horn Senior Managing Director Former CEO, diversified financial services; professional director; economist; Former Federal Reserve Bank president. Director and/or lead director, Norfolk Southern Corporation, Eli Lilly, Simon Property Group, Fannie Mae, T. Rowe Price Funds, U.S. Russia Investment Fund.  Former Managing Director, Marsh & McLennan Companies; Managing Director, Bankers Trust; Chairman & CEO, Bank

  • Ellen R. Marram Senior Managing Director Former CEO, consumer products companies; branding/marketing expert; former private equity partner and chair of portfolio companies; director of public, private and non-profit institutions. President, Barnegat Group LLC; Managing Director and Operating Advisor, North Castle Partners, LLC; Director and Chair, Nominating and Governance Committee, Eli Lilly & Co., Ford Motor Company;

  • Ramin Patel Director Ramin Patel is a Director of Brock Capital Group LLC. Investment banker with over a decade of experience in real estate development and management. Prior to joining Brock, he sourced capital from the private equity sector and founded a housing company focused on affordable multi-family units in Asia. Currently, he

  • Charles O. Svenson Senior Managing Director Investment banker, expertise in energy, alternative energy, project finance and transportation. Co-Chairman, Investment Committee of Hamilton College; Trustee, Natural History Museum of the Adirondacks; Chairman, the Adirondack Nature Conservancy and Adirondack Land Trust; President, Harvard Law School Association of New York City Former Managing Director, Donaldson, Lufkin & Jenrette (now

  • Perry Hewitt Advisor, Marketing and Technology Perry Hewitt is Advisor, Marketing and Technology at Brock Capital LLC. Perry is a senior executive who works at the intersection of marketing and digital strategy, and is passionate about leading high-performing teams to drive sustainable change and impact. Perry has held marketing, strategy, and digital product development roles in

  • Tahnoon A. Murtza Member Entrepreneur specializing in the technology and entertainment sectors; Entrepreneurial Advisor Co Founder of ReComune and Murtza Records Tahnoon Murtza is a serial entrepreneur with successful ventures since the age of 13. Tahnoon has built several businesses in the music industry, developing millions of listeners worldwide. Tahnoon is the Founder and

  • Walter H. Morris, Jr. Advisor Former financial services executive in corporate banking, international banking, capital markets, residential/commercial real estate lending and advisory/consulting services Independent director and member of the audit committee for the Federal Home Loan Banks-Office of Finance. Former Partner/Principal in Structured Finance Advisory Services, Ernst & Young; Executive Vice President & Chief Lending