Brock Capital Group
Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.
Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.
Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.
Meet Our Experts
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Peter Rockefeller
Senior Managing Director
Peter has an extensive background in finance and investing, with experience in private investments, corporate finance, mergers & acquisitions, capital markets, private equity and investment strategy. Previously, Peter was at G2 Investment Group, an early-stage private investing firm developing innovative structures in the private equity sector. Peter also worked with
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Richard H. Booth
Advisor
Former Chairman, President and CEO diversified financial services & insurance; CPA, CLU, ChFC. Director, Northeast Utilities Inc., WorldBusiness Capital, Inc.; Advisory Board of Century Capital Management LLC; National Association of Corporate Directors – Connecticut Chapter board member. Former Chairman, President and Chief Executive Officer HSB Group; Vice Chairman, American International
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The Honorable Mary K. Bush
Advisor
International Finance Executive, Senior Banker, Former Presidential Appointee and Senior Government Official, Director of public and private companies and mutual funds, designated “Financial Expert”. President, Bush International, LLC; Director of Discover Financial Services, ManTech International Corporation; Marriott International, UAL (United Airlines), and The Pioneer Family of Mutual Funds; he CounMember,
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Pamela J. Newman
Executive Advisor
Pamela J. Newman is the Founder, President, and CEO of PJN Strategies LLC, a boutique strategic consulting firm in New York City. Dr. Newman is a member of the Council on Foreign Relations, the Economic Club of New York, and The Cosmos Club. She is on the Board of Directors
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Jean D. Hamilton
Senior Managing Director
CEO, diversified financial services companies. Operating and investment expertise. Director of public and private companies in insurance, financial services, money management. Director and committee member of non-profit entities. Currently, RenaissanceRe Holdings Director, First Eagle Funds and First Eagle Variable Funds Trustee, Chair of the Thomas Cole National Historic Site Investment
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Dale A. Reiss
Senior Managing Director
Senior Partner, CPA firm; expert in real estate, hospitality and construction; public company audit chair. Global Head of Real Estate, Ernst & Young LLC; Managing Partner, Kenneth Leventhal & Co.; Senior Vice President, Urban Investment & Development Co.; Board Member, iStar Financial Inc.; Tutor Perini Corporation, CYS, Inc.; Case Capital
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Gary E. Zimmerman
Managing Director
Investment banker and private investor with significant domestic and overseas M&A and capital markets experience across multiple industry sectors and geographies. Managing Partner of Six Trees Capital LLC and Founder and CEO of Max (MaxMyInterest.com). Former Managing Director and Global Head of Strategic Solutions for Sovereign Wealth Funds at Citigroup.
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Mary G. Davis
Senior Managing Director
Organizational consultant specializing in strategy implementation and executive effectiveness. Special focus on post merger integration and strategic directional change. Founder and President of Davis Consulting Group LLC; Managing Vice President of PeopleTech; Vice Chair of Jannota, Bray and Associates; member Board of Trustees of Mount Holyoke College; and President of
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Michael A. Boyd
Senior Managing Director
Former general counsel, specializing in securities and corporate law. Former General Counsel, Donaldson, Lufkin & Jenrette; Davis, Polk & Wardwell; Major General (Retired), US Army Reserve; Trustee, Oxford University Society; President, Oxford Alumni Association of N.Y. and Harvard Law School Association of N.Y. Harvard University A.B.; Oxford University Rhodes Scholar;
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Kathi P. Seifert
Senior Managing Director
Former senior executive personal products company; expert in branding and product positioning; director of public, private and non-profit institutions. Chairman, Pinnacle Perspectives, LLC; board member of Supervalu Inc., Revlon Consumer, Lexmark International, Inc., Eli Lilly and Co., and Appleton Papers, Inc. Director, US Fund for UNICEF Retired Executive Vice President,