Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

Meet Our Experts
  • Perry Hewitt Advisor, Marketing and Technology Perry Hewitt is Advisor, Marketing and Technology at Brock Capital LLC. Perry is a senior executive who works at the intersection of marketing and digital strategy, and is passionate about leading high-performing teams to drive sustainable change and impact. Perry has held marketing, strategy, and digital product development roles in

  • Norman H. Brown, Jr. Senior Managing Director Investment banker; expert in metals, mining, infrastructure and mergers & acquisitions. Headed restructuring and metal & mining, Donaldson, Lufkin & Jenrette, Inc, Credit Suisse First Boston; SVP, Head of M&A Department, E.F. Hutton; Director, Macquarie Infrastructure Company Trust; Trustee and member, Investment Committee of the University of Oregon Endowment Foundation. 

  • Michael A. Boyd Senior Managing Director Former general counsel, specializing in securities and corporate law. Former General Counsel, Donaldson, Lufkin & Jenrette; Davis, Polk & Wardwell; Major General (Retired), US Army Reserve; Trustee, Oxford University Society; President, Oxford Alumni Association of N.Y. and Harvard Law School Association of N.Y. Harvard University A.B.; Oxford University Rhodes Scholar;

  • Joshua Goldstein Managing Director Mr. Goldstein is a Managing Director at Brock Capital Group, where he focuses on providing advisory services in connection with a variety of complex private equity financings, due diligence and fiduciary assignments. He has led and/or served on deal teams across industry verticals including industrials, transportation, energy, aerospace and technology-enabled

  • Kathi P. Seifert Senior Managing Director Former senior executive personal products company; expert in branding and product positioning; director of public, private and non-profit institutions. Chairman, Pinnacle Perspectives, LLC; board member of Supervalu Inc., Revlon Consumer, Lexmark International, Inc., Eli Lilly and Co., and Appleton Papers, Inc.  Director, US Fund for UNICEF Retired Executive Vice President,

  • Ellen R. Marram Senior Managing Director Former CEO, consumer products companies; branding/marketing expert; former private equity partner and chair of portfolio companies; director of public, private and non-profit institutions. President, Barnegat Group LLC; Managing Director and Operating Advisor, North Castle Partners, LLC; Director and Chair, Nominating and Governance Committee, Eli Lilly & Co., Ford Motor Company;

  • Richard H. Booth Advisor Former Chairman, President and CEO diversified financial services & insurance; CPA, CLU, ChFC. Director, Northeast Utilities Inc., WorldBusiness Capital, Inc.; Advisory Board of Century Capital Management LLC; National Association of Corporate Directors – Connecticut Chapter board member. Former Chairman, President and Chief Executive Officer HSB Group; Vice Chairman, American International

  • Curt Launer Managing Director Co-head, Energy investment banking group; Founder, Bakken Energy, developer of clean hydrogen production, transportation and storage applications. Won Institutional Investor Magazine’s first place honors for twelve of thirteen years; Inducted into Institutional Investor’s Hall of Fame in 2011 and named “one of the best analysts of all time.” Equity research

  • James P. Schadt Senior Managing Director CEO with experience in publishing, software and global beverages; Trustee, Northwestern University; founding member, Northwestern College of Arts and Sciences Advisory Board Former Chairman, CEO, President, and COO, Reader’s Digest Association, Inc.; President and CEO, Cadbury Beverages, Inc.; CEO, Mercator Software, Inc; President (Wines and Spirits), PepsiCo, Inc.; Beacon Group

  • Gary E. Zimmerman Managing Director Investment banker and private investor with significant domestic and overseas M&A and capital markets experience across multiple industry sectors and geographies.  Managing Partner of Six Trees Capital LLC and Founder and CEO of Max (MaxMyInterest.com).  Former Managing Director and Global Head of Strategic Solutions for Sovereign Wealth Funds at Citigroup.