Brock Capital Group
Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.
Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.
Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.
Meet Our Experts
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Ennius E. Bergsma
Senior Managing Director
Senior consultant, advisor in global corporate finance; corporate and business unit strategy, M&A and marketing in consumer goods, telecomm and e-commerce. Investor, Director and Chief Strategy Officer, Passlogix; Chairman, the Netherland-America Foundation; Trustee, the Hewitt School; Honorary Board Member, Chair and President, Harvard Business School Club of Greater New York;
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Michael A. Boyd
Senior Managing Director
Former general counsel, specializing in securities and corporate law. Former General Counsel, Donaldson, Lufkin & Jenrette; Davis, Polk & Wardwell; Major General (Retired), US Army Reserve; Trustee, Oxford University Society; President, Oxford Alumni Association of N.Y. and Harvard Law School Association of N.Y. Harvard University A.B.; Oxford University Rhodes Scholar;
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David B. Newman
Senior Managing Director, Brock Securities Capital Markets Group
Investment banker Over 20 years experience in real estate investment, capital markets, management and development. Former chief investment officer, Empire American Holdings LLC, one of the largest national multi-family property owners in the United States. Formerly part of the retail development group at The Related Companies; general counsel of Strategic
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James F. Munsell
Senior Managing Director
Senior counsel, experienced in corporate finance Senior counsel, Cleary Gottlieb Steen & Hamilton LLP; member, American, New York State, New York City Bar Associations; overseas member, Commercial Bar Association of London; United States Marine Corps. Cornell University B.E.; Harvard Law School LL.B.; Columbia University Master of International Affairs.
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Charles L. Brock
Chairman and Chief Executive Officer
Director, designated “financial expert” and audit chair of public companies; investment banker; corporate lawyer with operating experience. Director, B+H Ocean Carriers. Managed numerous businesses including the twelve subsidiaries of Compton Communications (now Saatchi & Saatchi); Former Publisher and President, Scholastic International, also CFO and COO. Carter, Ledyard & Milburn; Sullivan
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Jean D. Hamilton
Senior Managing Director
CEO, diversified financial services companies. Operating and investment expertise. Director of public and private companies in insurance, financial services, money management. Director and committee member of non-profit entities. Currently, RenaissanceRe Holdings Director, First Eagle Funds and First Eagle Variable Funds Trustee, Chair of the Thomas Cole National Historic Site Investment
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Trevor Kidd
Executive Advisor
Trevor has over 35 years of experience as a business owner, entrepreneur, investor and senior executive specializing in niche manufacturing, telecommunications, enabling technologies, mergers and acquisitions, and specialty financial services product structuring and financing.
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Pamela J. Newman
Executive Advisor
Pamela J. Newman is the Founder, President, and CEO of PJN Strategies LLC, a boutique strategic consulting firm in New York City. Dr. Newman is a member of the Council on Foreign Relations, the Economic Club of New York, and The Cosmos Club. She is on the Board of Directors
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B. Hunt Whitbeck, Jr.
Senior Managing Director
Senior executive, specializing in corporate banking and institutional investment management Executive Director, American Foundation for Affordable Housing, Inc. Former Managing Director, Chancellor Capital Management, INVESCO and M.D. Sass Investor Services; former VP, Citicorp Investment Management, Inc. and Citibank, N.A. Harvard College A.B.; Harvard Business School M.B.A.
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Richard H. Booth
Advisor
Former Chairman, President and CEO diversified financial services & insurance; CPA, CLU, ChFC. Director, Northeast Utilities Inc., WorldBusiness Capital, Inc.; Advisory Board of Century Capital Management LLC; National Association of Corporate Directors – Connecticut Chapter board member. Former Chairman, President and Chief Executive Officer HSB Group; Vice Chairman, American International