Brock Capital Group
Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.
Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.
Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.
Meet Our Experts
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Rosalie J. Wolf
Senior Managing Director
Financial and investment executive; professional director. Founder and Managing Member of Botanica Capital Partners, investment advisory firm Former Managing Director, Bankers Trust Company; Treasurer, International Paper Company; VP, Donaldson, Lufkin & Jenrette (now Credit Suisse); Assistant Treasurer, Mobil Oil Corporation; Director, TIAA-CREF; North European Oil; Former Chairman & current Director,
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Trevor Kidd
Executive Advisor
Trevor has over 35 years of experience as a business owner, entrepreneur, investor and senior executive specializing in niche manufacturing, telecommunications, enabling technologies, mergers and acquisitions, and specialty financial services product structuring and financing.
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Jim Dougherty
Executive Chairman and Co-Founder, Madaket Health, a healthcare SaaS platform that automates the exchange of data between providers and payers. Senior Lecturer in Technological Innovation, Entrepreneurship, and Strategic Management at the MIT Sloan School of Management. Visiting Professor, Columbia University, teaching Entrepreneurship. Extensive experience working directly with investors
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Carl H. Pforzheimer III
Senior Managing Director
Investment banker, philanthropist, and private investor. Manager, Carl H. Pforzheimer & Co.; Board member and chair of numerous charities and educational institutions including the New York Public Library, Lincoln Center, Pace University, Visiting Nurse Service of New York and Horace Mann School; Director of boards including U.S. Trust and Ampco-Pittsburg
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Mary G. Davis
Senior Managing Director
Organizational consultant specializing in strategy implementation and executive effectiveness. Special focus on post merger integration and strategic directional change. Founder and President of Davis Consulting Group LLC; Managing Vice President of PeopleTech; Vice Chair of Jannota, Bray and Associates; member Board of Trustees of Mount Holyoke College; and President of
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Walter H. Morris, Jr.
Advisor
Former financial services executive in corporate banking, international banking, capital markets, residential/commercial real estate lending and advisory/consulting services Independent director and member of the audit committee for the Federal Home Loan Banks-Office of Finance. Former Partner/Principal in Structured Finance Advisory Services, Ernst & Young; Executive Vice President & Chief Lending
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Louis A. Bradbury
Senior Managing Director
Former CEO, tax lawyer, investment banker, principal in private equity firm; private investor. Former CEO, Bradbury & Company, Revere Copper & Brass; OCWEN Financial; Vice President, Merrill Lynch; Attorney, Covington & Burling; Department of Justice; President, Board of Directors, GMHC. Northwestern University B.A.; Harvard Law School J.D
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Phillip J. Harrington, Jr.
Senior Managing Director
Financial services and technology executive with operating, risk and regulatory experience. Chairman, ProLink Solutions, Inc.; Chairman, Willow Street Group; Cyber Risk Advisor, World Economic Forum; Trustee, United Lutheran Seminary; Former Executive Vice President, Risk, and Chief Administrative Officer at CA Technologies, Inc.; Director, Business Risk, Deloitte & Touche, LLP; Corporate
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David B. Newman
Senior Managing Director, Brock Securities Capital Markets Group
Investment banker Over 20 years experience in real estate investment, capital markets, management and development. Former chief investment officer, Empire American Holdings LLC, one of the largest national multi-family property owners in the United States. Formerly part of the retail development group at The Related Companies; general counsel of Strategic
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David O. Zenker, Jr.
Senior Managing Director
David O. Zenker, Jr. has been a member of Brock Capital Group LLC since 2003. He is an investment banker, principal and advisor specializing in the conception, planning and funding of start-up and early-stage companies whose product or service represents a paradigm shift that offers a self-evident, marked improvement over