Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

Meet Our Experts
  • Charles L. Brock Chairman and Chief Executive Officer Director, designated “financial expert” and audit chair of public companies; investment banker; corporate lawyer with operating experience. Director, B+H Ocean Carriers. Managed numerous businesses including the twelve subsidiaries of Compton Communications (now Saatchi & Saatchi); Former Publisher and President, Scholastic International, also CFO and COO. Carter, Ledyard & Milburn; Sullivan

  • David O. Zenker, Jr. Senior Managing Director David O. Zenker, Jr. has been a member of Brock Capital Group LLC since 2003. He is an investment banker, principal and advisor specializing in the conception, planning and funding of start-up and early-stage companies whose product or service represents a paradigm shift that offers a self-evident, marked improvement over

  • Norman H. Brown, Jr. Senior Managing Director Investment banker; expert in metals, mining, infrastructure and mergers & acquisitions. Headed restructuring and metal & mining, Donaldson, Lufkin & Jenrette, Inc, Credit Suisse First Boston; SVP, Head of M&A Department, E.F. Hutton; Director, Macquarie Infrastructure Company Trust; Trustee and member, Investment Committee of the University of Oregon Endowment Foundation. 

  • Ellen R. Marram Senior Managing Director Former CEO, consumer products companies; branding/marketing expert; former private equity partner and chair of portfolio companies; director of public, private and non-profit institutions. President, Barnegat Group LLC; Managing Director and Operating Advisor, North Castle Partners, LLC; Director and Chair, Nominating and Governance Committee, Eli Lilly & Co., Ford Motor Company;

  • Kathi P. Seifert Senior Managing Director Former senior executive personal products company; expert in branding and product positioning; director of public, private and non-profit institutions. Chairman, Pinnacle Perspectives, LLC; board member of Supervalu Inc., Revlon Consumer, Lexmark International, Inc., Eli Lilly and Co., and Appleton Papers, Inc.  Director, US Fund for UNICEF Retired Executive Vice President,

  • Michael A. Boyd Senior Managing Director Former general counsel, specializing in securities and corporate law. Former General Counsel, Donaldson, Lufkin & Jenrette; Davis, Polk & Wardwell; Major General (Retired), US Army Reserve; Trustee, Oxford University Society; President, Oxford Alumni Association of N.Y. and Harvard Law School Association of N.Y. Harvard University A.B.; Oxford University Rhodes Scholar;

  • Mary G. Davis Senior Managing Director Organizational consultant specializing in strategy implementation and executive effectiveness. Special focus on post merger integration and strategic directional change. Founder and President of Davis Consulting Group LLC; Managing Vice President of PeopleTech; Vice Chair of Jannota, Bray and Associates; member Board of Trustees of Mount Holyoke College; and President of

  • The Honorable Mary K. Bush Advisor International Finance Executive, Senior Banker, Former Presidential Appointee and Senior Government Official, Director of public and private companies and mutual funds, designated “Financial Expert”. President, Bush International, LLC; Director of Discover Financial Services, ManTech International Corporation; Marriott International, UAL (United Airlines), and The Pioneer Family of Mutual Funds; he CounMember,

  • Gary E. Zimmerman Managing Director Investment banker and private investor with significant domestic and overseas M&A and capital markets experience across multiple industry sectors and geographies.  Managing Partner of Six Trees Capital LLC and Founder and CEO of Max (MaxMyInterest.com).  Former Managing Director and Global Head of Strategic Solutions for Sovereign Wealth Funds at Citigroup. 

  • Christoph T. Bene Managing Director Experienced corporate finance, merger integration and change management consultant; CFO and global transformation executive;  Commercial banking executive and private equity investments; Six Sigma Black Belt.  MBA, NYU Stern School of Business and BA, Skidmore College.