Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

In The News

Phillip Harrington, Jr. featured in World Economic Forum’s Recent Report on Cyber Resilience

January 19th, 2018

Georg Schmitt, Head of Corporate Affairs, World Economic Forum; Email:

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Trevor Kidd Joins Brock Capital Group as a Senior Managing Director

September 15th, 2017

NEW YORK, Sept. 15, 2017 (GLOBE NEWSWIRE) -- Brock Capital

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Meet Our Experts
  • cbrock Charles L. Brock
    Chairman and Chief Executive Officer
    Director, designated “financial expert” and audit chair of public companies; investment banker; corporate lawyer with operating experience. Director, B+H Ocean Carriers. Managed numerous businesses including the twelve subsidiaries of Compton Communications (now Saatchi & Saatchi); Former Publisher and President, Scholastic International, also CFO and COO. Carter, Ledyard & Milburn; Sullivan

  • THE HONORABLE MARY K. BUSH The Honorable Mary K. Bush
    Advisor
    International Finance Executive, Senior Banker, Former Presidential Appointee and Senior Government Official, Director of public and private companies and mutual funds, designated "Financial Expert". President, Bush International, LLC; Director of Discover Financial Services, ManTech International Corporation; Marriott International, UAL (United Airlines), and The Pioneer Family of Mutual Funds; he CounMember,

  • ELLEN R. MARRAM Ellen R. Marram
    Senior Managing Director
    Former CEO, consumer products companies; branding/marketing expert; former private equity partner and chair of portfolio companies; director of public, private and non-profit institutions. President, Barnegat Group LLC; Managing Director and Operating Advisor, North Castle Partners, LLC; Director and Chair, Nominating and Governance Committee, Eli Lilly & Co., Ford Motor Company;

  • DAVID B. NEWMAN David B. Newman
    Senior Managing Director, Brock Securities Capital Markets Group
    Investment banker. Over 20 years experience in real estate investment, capital markets, management and development. Former chief investment officer, Empire American Holdings LLC, one of the largest national multi-family property owners in the United States. Formerly part of the retail development group at The Related Companies; general counsel of Strategic

  • JAY RODIN Jay Rodin
    Chairman and Senior Managing Director, Brock Capital Markets Group
    Over 27 years experience in capital markets and investment banking. Former managing director at S. Goldman Capital; president, Idea Group Holdings, a boutique investment bank specializing in raising capital in the maritime, natural resource and energy sectors through alternative structures; senior managing director, Sunrise Securities Corp; head of Nomura Securities

  • JAMES F. MUNSELL James F. Munsell
    Senior Managing Director
    Senior counsel, experienced in corporate finance Senior counsel, Cleary Gottlieb Steen & Hamilton LLP; member, American, New York State, New York City Bar Associations; overseas member, Commercial Bar Association of London; United States Marine Corps. Cornell University B.E.; Harvard Law School LL.B.; Columbia University Master of International Affairs.

  • GZ Photo Gary E. Zimmerman
    Managing Director
    Investment banker and private investor with significant domestic and overseas M&A and capital markets experience across multiple industry sectors and geographies. Managing Partner of Six Trees Capital LLC and Founder and CEO of Max (MaxMyInterest.com). Former Managing Director and Global Head of Strategic Solutions for Sovereign Wealth Funds at Citigroup.

  • trevor-kidd Trevor Kidd
    Senior Managing Director
    Trevor has over 35 years of experience as a business owner, entrepreneur, investor and senior executive specializing in niche manufacturing, telecommunications, enabling technologies, mergers and acquisitions, and specialty financial services product structuring and financing.

  • B. HUNT WHITBECK, JR B. Hunt Whitbeck, Jr.
    Senior Managing Director
    Senior executive, specializing in corporate banking and institutional investment management Executive Director, American Foundation for Affordable Housing, Inc. Former Managing Director, Chancellor Capital Management, INVESCO and M.D. Sass Investor Services; former VP, Citicorp Investment Management, Inc. and Citibank, N.A. Harvard College A.B.; Harvard Business School M.B.A.

  • DAVID O. ZENKER, JR. David O. Zenker, Jr.
    Senior Managing Director
    David O. Zenker, Jr. has been a member of Brock Capital Group LLC since 2003. He is an investment banker, principal and advisor specializing in the conception, planning and funding of start-up and early-stage companies whose product or service represents a paradigm shift that offers a self-evident, marked improvement over