Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

Meet Our Experts
  • Donald C. Walkovik Senior Managing Director Retired Partner of the law firm of Sullivan & Cromwell LLP, specializing in securities law and corporate finance. International experience in Asia, Africa and North America Founder and Managing Partner, Sullivan & Cromwell’s Hong Kong office; Managing Partner, Sullivan & Cromwell’s General Practice Group; Practice Coordinator, Sullivan & Cromwell’s Corporate

  • Jongsoo James Lee Managing Director Investment banker; business consultant; published author; expert in Asian, Eurasian and global affairs. Experienced in M&A, strategic advisory work, and capital raises in industries such as energy, technology, mining, life sciences, transportation, consumer goods, and commercial real estate; previously, Director, Brock Capital Group; Editor-in-Chief, Harvard Asia Quarterly; Center Associate, Davis

  • Kathi P. Seifert Senior Managing Director Former senior executive personal products company; expert in branding and product positioning; director of public, private and non-profit institutions. Chairman, Pinnacle Perspectives, LLC; board member of Supervalu Inc., Revlon Consumer, Lexmark International, Inc., Eli Lilly and Co., and Appleton Papers, Inc.  Director, US Fund for UNICEF Retired Executive Vice President,

  • Louis A. Bradbury Senior Managing Director Former CEO, tax lawyer, investment banker, principal in private equity firm; private investor.  Former CEO, Bradbury & Company, Revere Copper & Brass; OCWEN Financial; Vice President, Merrill Lynch; Attorney, Covington & Burling; Department of Justice; President, Board of Directors, GMHC. Northwestern University B.A.; Harvard Law School J.D

  • Richard L. Hecht Senior Managing Director Senior consultant in accounting and business and tax strategies. Founding partner of Marks Paneth & Shron LLP and the senior partner of Charles Hecht & Co., vice president and the chairman of various committees of the New York Society of Certified Public Accountants. Cornell University B.S.; New York University M.B.A.

  • Joshua Goldstein Managing Director Mr. Goldstein is a Managing Director at Brock Capital Group, where he focuses on providing advisory services in connection with a variety of complex private equity financings, due diligence and fiduciary assignments. He has led and/or served on deal teams across industry verticals including industrials, transportation, energy, aerospace and technology-enabled

  • Susan Hinkson-Carling Managing Director Senior level executive with more than 30 years expertise in real estate development, including land use, zoning, due diligence, government regulation, incentives and entitlements. Managing Director, Capalino Ventures, a full service strategic advisory firm in all aspects of real estate development.  Former member, Commissioner, and Vice Chair, New York City

  • Davis R. Robinson Advisor International trade and investment advisor and arbitrator, corporate governance advisor and international lawyer. International Arbitrator, ICSID & NAFTA; Senior Managing Director, Richard C. Breeden & Co., LLC. Former Senior Partner, LeBoeuf, Lamb, Greene & MacRae LLP;  Legal Adviser, United States Department of State; career Foreign Service Officer; Adjunct Senior Fellow

  • Tahnoon A. Murtza Member Entrepreneur specializing in the technology and entertainment sectors; Entrepreneurial Advisor Co Founder of ReComune and Murtza Records Tahnoon Murtza is a serial entrepreneur with successful ventures since the age of 13. Tahnoon has built several businesses in the music industry, developing millions of listeners worldwide. Tahnoon is the Founder and

  • Jim Dougherty Executive Chairman and Co-Founder, Madaket Health, a healthcare SaaS platform that automates the exchange of data between providers and payers.   Senior Lecturer in Technological Innovation, Entrepreneurship, and Strategic Management at the MIT Sloan School of Management. Visiting Professor, Columbia University, teaching Entrepreneurship.   Extensive experience working directly with investors