Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

Meet Our Experts
  • Rosalie J. Wolf Senior Managing Director Financial and investment executive; professional director. Founder and Managing Member of Botanica Capital Partners, investment advisory firm Former Managing Director, Bankers Trust Company; Treasurer, International Paper Company; VP, Donaldson, Lufkin & Jenrette (now Credit Suisse); Assistant Treasurer, Mobil Oil Corporation; Director, TIAA-CREF; North European Oil; Former Chairman & current Director,

  • The Honorable Mary K. Bush Advisor International Finance Executive, Senior Banker, Former Presidential Appointee and Senior Government Official, Director of public and private companies and mutual funds, designated “Financial Expert”. President, Bush International, LLC; Director of Discover Financial Services, ManTech International Corporation; Marriott International, UAL (United Airlines), and The Pioneer Family of Mutual Funds; he CounMember,

  • Richard H. Booth Advisor Former Chairman, President and CEO diversified financial services & insurance; CPA, CLU, ChFC. Director, Northeast Utilities Inc., WorldBusiness Capital, Inc.; Advisory Board of Century Capital Management LLC; National Association of Corporate Directors – Connecticut Chapter board member. Former Chairman, President and Chief Executive Officer HSB Group; Vice Chairman, American International

  • Norman H. Brown, Jr. Senior Managing Director Investment banker; expert in metals, mining, infrastructure and mergers & acquisitions. Headed restructuring and metal & mining, Donaldson, Lufkin & Jenrette, Inc, Credit Suisse First Boston; SVP, Head of M&A Department, E.F. Hutton; Director, Macquarie Infrastructure Company Trust; Trustee and member, Investment Committee of the University of Oregon Endowment Foundation. 

  • Michael A. Boyd Senior Managing Director Former general counsel, specializing in securities and corporate law. Former General Counsel, Donaldson, Lufkin & Jenrette; Davis, Polk & Wardwell; Major General (Retired), US Army Reserve; Trustee, Oxford University Society; President, Oxford Alumni Association of N.Y. and Harvard Law School Association of N.Y. Harvard University A.B.; Oxford University Rhodes Scholar;

  • Mary G. Davis Senior Managing Director Organizational consultant specializing in strategy implementation and executive effectiveness. Special focus on post merger integration and strategic directional change. Founder and President of Davis Consulting Group LLC; Managing Vice President of PeopleTech; Vice Chair of Jannota, Bray and Associates; member Board of Trustees of Mount Holyoke College; and President of

  • Jongsoo James Lee Managing Director Investment banker; business consultant; published author; expert in Asian, Eurasian and global affairs. Experienced in M&A, strategic advisory work, and capital raises in industries such as energy, technology, mining, life sciences, transportation, consumer goods, and commercial real estate; previously, Director, Brock Capital Group; Editor-in-Chief, Harvard Asia Quarterly; Center Associate, Davis

  • Christoph T. Bene Managing Director Experienced corporate finance, merger integration and change management consultant; CFO and global transformation executive;  Commercial banking executive and private equity investments; Six Sigma Black Belt.  MBA, NYU Stern School of Business and BA, Skidmore College.

  • Alan J. Biloski, Ph.D. Senior Managing Director Former Head of Pharmaceutical/Biotech M&A at Merrill Lynch; Founder and Global Head of Healthcare Group at Wasserstein Perella; alumnus of M&A Group at First Boston. >$150 Billion in career transaction volume. Director, The Boyce Thompson Institute for Plant Research. Yale University, B.S, M.S.; Cornell University, M.S., Ph.D.; Columbia University M.B.A

  • Donald C. Walkovik Senior Managing Director Retired Partner of the law firm of Sullivan & Cromwell LLP, specializing in securities law and corporate finance. International experience in Asia, Africa and North America Founder and Managing Partner, Sullivan & Cromwell’s Hong Kong office; Managing Partner, Sullivan & Cromwell’s General Practice Group; Practice Coordinator, Sullivan & Cromwell’s Corporate