Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

Meet Our Experts
  • Gary E. Zimmerman Managing Director Investment banker and private investor with significant domestic and overseas M&A and capital markets experience across multiple industry sectors and geographies.  Managing Partner of Six Trees Capital LLC and Founder and CEO of Max (MaxMyInterest.com).  Former Managing Director and Global Head of Strategic Solutions for Sovereign Wealth Funds at Citigroup. 

  • Jenne K. Britell Advisor Former CEO, global and domestic diversified financial services companies and advisor to private equity, venture capital, and public companies in the areas of financial products and services; professional director, public and private companies and non-profits, including positions as non-executive Chairman, Audit Committee Chair, and designated financial expert President, Global Commercial

  • Peter Rockefeller Senior Managing Director Peter has an extensive background in finance and investing, with experience in private investments, corporate finance, mergers & acquisitions, capital markets, private equity and investment strategy. Previously, Peter was at G2 Investment Group, an early-stage private investing firm developing innovative structures in the private equity sector. Peter also worked with

  • Trevor Kidd Executive Advisor Trevor has over 35 years of experience as a business owner, entrepreneur, investor and senior executive specializing in niche manufacturing, telecommunications, enabling technologies, mergers and acquisitions, and specialty financial services product structuring and financing.

  • Steven C. Baum Senior Managing Director Managing Partner, CPA firm; LLM; expert in business and tax consulting, personal financial management, charitable foundations and not-for-profit sector. Managing Partner Emeritus, Marks Paneth & Shron LLP; Member, American Institute of Certified Public Accountants; member, NY State Bar Association; Secretary/Treasurer and Trustee, Dorot Foundation; Secretary/Treasurer and Trustee, Union Square Fund;

  • The Honorable Mary K. Bush Advisor International Finance Executive, Senior Banker, Former Presidential Appointee and Senior Government Official, Director of public and private companies and mutual funds, designated “Financial Expert”. President, Bush International, LLC; Director of Discover Financial Services, ManTech International Corporation; Marriott International, UAL (United Airlines), and The Pioneer Family of Mutual Funds; he CounMember,

  • Donald C. Walkovik Senior Managing Director Retired Partner of the law firm of Sullivan & Cromwell LLP, specializing in securities law and corporate finance. International experience in Asia, Africa and North America Founder and Managing Partner, Sullivan & Cromwell’s Hong Kong office; Managing Partner, Sullivan & Cromwell’s General Practice Group; Practice Coordinator, Sullivan & Cromwell’s Corporate

  • Ramin Patel Director Ramin Patel is a Director of Brock Capital Group LLC. Investment banker with over a decade of experience in real estate development and management. Prior to joining Brock, he sourced capital from the private equity sector and founded a housing company focused on affordable multi-family units in Asia. Currently, he

  • Kathi P. Seifert Senior Managing Director Former senior executive personal products company; expert in branding and product positioning; director of public, private and non-profit institutions. Chairman, Pinnacle Perspectives, LLC; board member of Supervalu Inc., Revlon Consumer, Lexmark International, Inc., Eli Lilly and Co., and Appleton Papers, Inc.  Director, US Fund for UNICEF Retired Executive Vice President,

  • James Notarnicola Senior Managing Director Expert in retail and restaurant marketing and franchise operations. Partner, J&B Restaurants, Inc. (Red Mango); Founder and CEO, Nicely Bros. Ice Cream Distribution, Inc.; Experience Engineer and Senior Consultant, Experience Engineering, LLC. Former EVP and Chief Marketing Officer, Blockbuster, Inc. and 7-Eleven, Inc. University of Maryland B.S.; University of Texas