Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

Meet Our Experts
  • James F. Munsell Senior Managing Director Senior counsel, experienced in corporate finance Senior counsel, Cleary Gottlieb Steen & Hamilton LLP; member, American, New York State, New York City Bar Associations; overseas member, Commercial Bar Association of London; United States Marine Corps. Cornell University B.E.; Harvard Law School LL.B.; Columbia University Master of International Affairs.

  • Kathi P. Seifert Senior Managing Director Former senior executive personal products company; expert in branding and product positioning; director of public, private and non-profit institutions. Chairman, Pinnacle Perspectives, LLC; board member of Supervalu Inc., Revlon Consumer, Lexmark International, Inc., Eli Lilly and Co., and Appleton Papers, Inc.  Director, US Fund for UNICEF Retired Executive Vice President,

  • Adam Launer Associate Energy investment banking group; Project Manager, Analyst, Bakken Energy, developer of clean hydrogen production, transportation and storage applications.  Previously, Analyst, S2K Financial and Associate, AXA Financial.  BBA, Finance with honors, The Zarb School of Business, Hofstra University.  

  • Davis R. Robinson Advisor International trade and investment advisor and arbitrator, corporate governance advisor and international lawyer. International Arbitrator, ICSID & NAFTA; Senior Managing Director, Richard C. Breeden & Co., LLC. Former Senior Partner, LeBoeuf, Lamb, Greene & MacRae LLP;  Legal Adviser, United States Department of State; career Foreign Service Officer; Adjunct Senior Fellow

  • Richard H. Booth Advisor Former Chairman, President and CEO diversified financial services & insurance; CPA, CLU, ChFC. Director, Northeast Utilities Inc., WorldBusiness Capital, Inc.; Advisory Board of Century Capital Management LLC; National Association of Corporate Directors – Connecticut Chapter board member. Former Chairman, President and Chief Executive Officer HSB Group; Vice Chairman, American International

  • Gary E. Zimmerman Managing Director Investment banker and private investor with significant domestic and overseas M&A and capital markets experience across multiple industry sectors and geographies.  Managing Partner of Six Trees Capital LLC and Founder and CEO of Max (MaxMyInterest.com).  Former Managing Director and Global Head of Strategic Solutions for Sovereign Wealth Funds at Citigroup. 

  • Jenne K. Britell Advisor Former CEO, global and domestic diversified financial services companies and advisor to private equity, venture capital, and public companies in the areas of financial products and services; professional director, public and private companies and non-profits, including positions as non-executive Chairman, Audit Committee Chair, and designated financial expert President, Global Commercial

  • Pamela J. Newman Executive Advisor Pamela J. Newman is the Founder, President, and CEO of PJN Strategies LLC, a boutique strategic consulting firm in New York City. Dr. Newman is a member of the Council on Foreign Relations, the Economic Club of New York, and The Cosmos Club. She is on the Board of Directors

  • Jongsoo James Lee Managing Director Investment banker; business consultant; published author; expert in Asian, Eurasian and global affairs. Experienced in M&A, strategic advisory work, and capital raises in industries such as energy, technology, mining, life sciences, transportation, consumer goods, and commercial real estate; previously, Director, Brock Capital Group; Editor-in-Chief, Harvard Asia Quarterly; Center Associate, Davis

  • Curt Launer Managing Director Co-head, Energy investment banking group; Founder, Bakken Energy, developer of clean hydrogen production, transportation and storage applications. Won Institutional Investor Magazine’s first place honors for twelve of thirteen years; Inducted into Institutional Investor’s Hall of Fame in 2011 and named “one of the best analysts of all time.” Equity research