NEW YORK, NY, May 18, 2011 — Jay A. Rodin, Eric G. Abitbol and David B. Newman have joined Brock Securities, a subsidiary of Brock Capital Group LLC. Operating as Brock Capital Markets, they will substantially enhance the capital raising and associated investment banking activities of the Brock Group. The team has arranged capital markets transactions in excess of $5 billion. These transactions included public offerings, private placements, mergers and acquisitions, special purpose acquisition companies (SPACs), private investments in public equity (PIPEs) and secondary offerings. The industry expertise of Brock Capital Markets includes the maritime, metals and mining, energy, real estate and financial sectors.

Jay A. Rodin, who will lead the Brock Capital Markets group, has over 27 years experience in capital markets and investment banking. Before joining Brock he was a managing director at S. Goldman Capital; president of Idea Group Holdings, a boutique investment bank specializing in raising capital through conventional and alternative structures; a senior managing director of Sunrise Securities Corp; head of Nomura Securities’ global equity sales desk; and president of Carlyle Securities, a merchant banking boutique.

Eric G. Abitbol has over 12 years of experience in capital markets and investment banking. He has raised capital for international and domestic public and private companies using debt, equity and innovative equity- related financing instruments. Eric’s clients are hedge funds, mutual funds, private equity firms, family offices and foundations. He was formerly a managing director of Sunrise Securities Corp. and, earlier, worked for National Bank of Canada.

David B. Newman has 20 years of experience in real estate investment, capital markets, management and development. Prior to joining Brock he was the chief investment officer of Empire American Holdings LLC, one of the largest national multi-family property owners in the United States. Earlier he was part of the retail development group at The Related Companies; general counsel of Strategic Development Concepts, Inc., a Westchester based real estate company; and part of the corporate practice group at Kramer Levin Naftalis & Frankel.

###About the Brock Group

The Brock Group is a full-service investment bank that was organized in 2002 to provide clients with strategic advice and implementation assistance through outstanding executives and professionals from diverse corporate and governmental backgrounds. Brock teams leverage the broad collective experience of the Firm’s partners as investment bankers, senior corporate officers, government officials, consultants, economists, entrepreneurs, accountants and lawyers to provide comprehensive client solutions that address often overlooked issues in corporate transactions. Services are provided through Brock Capital Group LLC, Brock Securities LLC, Brock Real Estate LLC, and Brock Fiduciary Services LLC.

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of the Brock Group.

NEW YORK, NY, May 10, 2011 — Anthony A. Dreyspool has joined Brock Fiduciary Services LLC, a provider of independent fiduciary services to employee benefit plans and others. Dreyspool has 30 years experience as a lawyer specializing in legal matters involving ERISA fiduciary matters, including management of employee benefit plan assets. He is the founder and owner of Park Avenue Presentations, a producer of webinar conferences on ERISA and other topics and the author of ERISA Fiduciary Law for Non-Lawyers. He was for 15 years the chief ERISA attorney for The Equitable Life Assurance Society of the United States, and is a former partner of DLA Piper LLP and a former of counsel to Paul, Hastings, Janofsky & Walker LLP.

Dreyspool joins the Brock fiduciary services team of members with investment management and banking expertise, a keen understanding of business opportunities and challenges and extensive contacts with the business and finance communities. The team members include:

Stephen R. Wilson, CFO, corporate executive and board member. President, Brock Real Estate LLC. Former CFO, RJR Nabisco, Reader’s Digest, Pepsi-Cola USA. Former director, Newport News Shipbuilding, Middlesex Mutual Assurance, NatWest Bank, N.A.

Steven C Baum, managing partner, CPA firm, expert in business and tax consulting and financial management. Former president, New York State Society of CPAs.

Norman H. Brown, Jr., investment banker. Director, Macquarie Infrastructure Company Trust; Chairman, University of Oregon Endowment Foundation. Former head of restructuring and metals & mining, Donaldson, Lufkin & Jenrette; head of M&A department, E.F. Hutton.

Alain Lebec, investment banker. Former vice chairman, Merrill Lynch Investment Banking, chairman Merrill Lynch Ventures; head of Merrill Lynch M&A group. Lebec leads the Brock engagement as independent fiduciary managing the $4.6 billion of Chrysler notes and 55% of Chrysler shares held by the UAW Retiree Medical Benefits Trust (the Chrysler VEBA).

Charles O. Svenson, investment banker. President, Brock Securities LLC. Trustee Hamilton College. Former managing director, Donaldson, Lufkin & Jenrette; head of project finance, Goldman Sachs.
Matthew G. Saunders, corporate lawyer. Former associate, Kirkland & Ellis, LLP, private equity funds, M&A, corporate finance.

The other members of the Brock organization assist as appropriate in executing independent fiduciary engagements (see our team).

Brock Fiduciary Services does not, and Dreyspool will not, provide legal services to Brock Fiduciary Services clients.

About Brock Fiduciary Services

Brock Fiduciary Services LLC, a registered investment adviser and subsidiary of Brock Capital Group, provides independent fiduciary and advisory services to employee benefit plans and others. Acting as an independent fiduciary, the firm represents the interests of plan participants in situations where plan sponsors face conflicts of interest that complicate their ability to make decisions about plan assets. Brock Fiduciary Services also provides specialized investment advisory services to trusts and other institutional investors not necessarily subject to ERISA.

622 Third Avenue, 12th Floor • New York, NY 10017 • T 212.209.3000 • F 212.209.3030

NEW YORK, NY, April 28th, 2010 — A wholly-owned subsidiary of Brock Capital Group LLC (Brock) has been engaged by the UAW Retiree Medical Benefits Trust (the VEBA Trust) to manage its ownership of notes and equity interests in Chrysler Group LLC. “We are fortunate in having a unique organization that combines many different talents and is particularly well-suited to deal with the complexities of this project,” commented Charles Brock, Chairman and CEO of the Firm. “We are pleased to have been selected for this important assignment and look forward to using our best efforts to benefit the thousands of Chrysler retirees and their families.”

Pursuant to a prohibited transaction exemption granted yesterday by the Department of Labor, the Chrysler securities were contributed to the VEBA Trust to fund retiree medical benefits for a defined group of current and future retirees. As independent fiduciary,Brock will act on behalf of the VEBA Trust in connection with the valuation, discretionary management and disposition of the Chrysler securities.

###About Brock Capital Group

Brock Capital Group draws on the extensive experience and judgment of its members to offer: (i) value- added fiduciary services in a wide range of situations where corporate plan sponsors face potential conflicts of interest; (ii) integrated consulting, advisory and capital-raising services to companies of all sizes; and (iii) confidential advisory services to corporate boards, committees and “C-suite” executives on their most challenging and sensitive issues including corporate strategy, governance, organization, succession planning, executive compensation, operations, profit improvement, change of control transactions, turnaround and enterprise value enhancement. As former CEOs, senior corporate officers, consultants, investment bankers, economists, chief investment officers, entrepreneurs and lawyers, our team has unparalleled collective experience and extensive networks. More information about Brock Capital Group can be found on the Company’s website at www.brockcapital.com.