Phillip J. Harrington, Jr. Joins Brock Capital Group as Senior Managing Director

NEW YORK, NY, February 20, 2015 —(Marketwired) – Brock Capital Group LLC is pleased to announce that Phillip J. Harrington, Jr. has joined the firm as a senior managing director, focusing on corporate and fiduciary advisory services, and private equity and venture capital. Mr. Harrington is a senior financial services and technology executive who adds significant operating, risk and regulatory experience to the firm.

Previously, Mr. Harrington served as Executive Vice President, Risk, and Chief Administrative Officer at CA Technologies. He had global accountability for Information Technology, Human Resources, Real Estate and Facilities, Risk Management and Internal Controls, Sustainability, Procurement, Supply Chain, Employee and Customer Education, and Corporate Travel and Aviation. He was a member of the company’s Investment Committee and chaired the company’s Information Technology Security Council.

Prior to joining CA Technologies, Mr. Harrington was Director, Business Risk at Deloitte & Touche LLP, where he served on the firm’s Governance, Regulatory and Risk Strategies Leadership Council. Earlier, Mr. Harrington served in several senior management positions at Prudential Financial, Inc., including global risk officer for Prudential Institutional, chief compliance officer for the individual insurance business and interim head of the group insurance business.

Mr. Harrington recently completed a 13 month-long intentional interim role as President and CEO of Lutheran Social Ministries of New Jersey, Inc. a $75 million annual revenue not-for-profit provider of senior living, affordable housing and other human services. He had previously served on the organization’s Board of Trustees.

Mr. Harrington received a B.S. from Western Michigan University and an M.S. from Cornell University.

“We are delighted that Phil is joining the Firm and look forward to him contributing tremendously in developing and serving our clients and helping us to grow our business,” said Charles Brock, Chairman and CEO.

About Brock Capital Group
Brock Capital Group is a full-service investment bank organized in 2002 to provide clients with strategic advice and implementation assistance through outstanding executives and professionals from diverse corporate and governmental backgrounds. Brock teams leverage the broad collective experience of the firm’s 40+ partners as investment bankers, senior corporate officers, consultants, government officials, economists, entrepreneurs, accountants and lawyers to provide comprehensive client solutions that address often overlooked issues in corporate transactions. Services are provided through Brock Capital Group LLC, Brock Securities LLC, Brock Real Estate LLC, and Brock Fiduciary Services LLC.

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.
Additional information about Brock and the services provided by Brock are available at:

Brock Capital Group LLC
Abhishek Mathur
Email Contact:
212-209-3000 x444