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Investment banker, head of Mergers and Acquisitions and private equity.
Chairman of the Investment Committee, Brock Opportunity Fund; Co-founder, Reading Excellence and Discovery Foundation; Director, United Way. Former Vice Chairman, Merrill Lynch Investment Banking and Chairman/Co-CIO, Merrill Lynch Ventures.
l’École Polytechnique (Paris, France); Northwestern U. Kellogg School M.B.A
Alain Lebec is a member of Brock Capital LLC.
Previously, Mr. Lebec served as Chairman and Co-Chief Investment Officer at Merrill Lynch Ventures. He was also Vice Chairman of the Investment Banking Group at Merrill Lynch, Managing Director and Head of the Telecom, Media and Technology Investment Banking Department, Managing Director and Co-Head of the Mergers and Acquisitions Department, Vice-President of International Banking, and an Associate in the Corporate Finance Group in Chicago.
Mr. Lebec served in the French Army as a Second Lieutenant in the 46th Infantry Regiment based in Berlin, Germany. He is a Director and Co-Founder of READ (Reading Excellence And Discovery) Foundation, a literacy program for inner-city children in New York, Director of the United Way of Greenwich, and a Trustee of the Brunswick School.
Alain Lebec holds a Diplome d’Ingénieur from l’École Polytechnique in Paris and an M.B.A. from the Kellogg School of Management at Northwestern University.
Short Biography -
Charles O. Svenson Senior Managing Director
Investment banker, expertise in energy, alternative energy, project finance and transportation.
Co-Chairman, Investment Committee of Hamilton College; Trustee, Natural History Museum of the Adirondacks; Chairman, the Adirondack Nature Conservancy and Adirondack Land Trust; President, Harvard Law School Association of New York City
Former Managing Director, Donaldson, Lufkin & Jenrette (now Credit Suisse); VP, Head of Project Finance, Goldman Sachs; Dewey, Ballantine, Busby, Palmer & Wood
Hamilton College B.A.; Harvard Law School LL.B.
Charles Svenson is a member of Brock Capital Group LLC. The focus of his work at Brock has been private equity and investment banking services related to energy, alternative energy, project finance and transportation.
Mr. Svenson began his career as a corporate and securities lawyer at Dewey, Ballantine, Busby, Palmer & Wood, where he specialized in lease and project financing. He subsequently served as Vice President and head of project finance at Goldman, Sachs & Co. specializing in Lease Financing, Energy and Maritime Transportation. Mr. Svenson was also Managing Director and head of project finance, renewable energy, and maritime finance at Donaldson, Lufkin & Jenrette.
Mr. Svenson is currently serving as Co-Chairman of the Investment Committee at Hamilton College. He also holds a number of positions at various not-for-profit organizations including The Harvard Law School Association, Chairman of the Adirondack Nature Conservancy and Adirondack Land Trust, and board member of The Natural Museum of the Adirondacks. Mr. Svenson is a member of both the American and the New York State Bar Associations.
Charles earned a B.A. with highest honors from Hamilton College in 1961 and an L.L.B. cum laude from Harvard Law School.
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Investment banker; expert in metals, mining, infrastructure and mergers & acquisitions.
Headed restructuring and metal & mining, Donaldson, Lufkin & Jenrette, Inc, Credit Suisse First Boston; SVP, Head of M&A Department, E.F. Hutton; Director, Macquarie Infrastructure Company Trust; Trustee and member, Investment Committee of the University of Oregon Endowment Foundation.
University of Oregon B.A.; University of Pennsylvania Wharton School M.B.A.
Norman H. Brown, Jr. is a member of Brock Capital Group LLC, an Independent Director at Macquarie Infrastructure Company Trust, and an Independent Director at W. P. Stewart Growth Fund, a global investment advisor providing equity management services.
Previously, Mr. Brown was a Managing Director and Senior Advisor in the Global Industrial & Services Group at Credit Suisse First Boston and a Managing Director in the Mergers and Acquisitions Group at Donaldson, Lufkin & Jenrette Securities Corporation, where he started and headed the Restructuring Group and headed the Global Metals and Mining industry practice. He was a Senior Vice President at Oppenheimer & Co., where he was one of five partners in a boutique Mergers and Acquisitions department, and Senior Vice President at E. F. Hutton & Company, where he was head of the M&A Group. Prior to that, Mr. Brown was an Associate and Second Vice President at Smith Barney, Harris Upham & Co. Mr. Brown served as an Ensign and Lieutenant in the United States Naval Reserve. He attended Officer Candidate School in Newport, Rhode Island, and Served as a Line Officer in Operations and Engineering aboard two destroyers of the U.S. Pacific Fleet.
Norman Brown is a Trustee of the University of Oregon Foundation. He holds a B.A. from the University of Oregon and an M.B.A. from the Wharton School at the University of Pennsylvania.
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Investment banker; business consultant; published author; expert in Asian, Eurasian and global affairs.
Experienced in M&A, strategic advisory work, and capital raises in industries such as energy, technology, mining, life sciences, transportation, consumer goods, and commercial real estate; previously, Director, Brock Capital Group; Editor-in-Chief, Harvard Asia Quarterly; Center Associate, Davis Center for Russian and Eurasian Studies, Harvard University; Associate in Research, Korea Institute, Harvard University; <a href=”http://www.finra.org” target=”_blank”>FINRA</a> Series 7 & 63; Member, Pacific Council on International Policy.
Williams College B.A.; Harvard University Ph.D.
Full bio coming soon.
Short Biography -
Ramin Patel is a Director of Brock Capital Group LLC.
Investment banker with over a decade of experience in real estate development and management. Prior to joining Brock, he sourced capital from the private equity sector and founded a housing company focused on affordable multi-family units in Asia. Currently, he serves on the board of a boutique mall development and management company, where he oversees the company’s strategy.
Ramin is a member of the Alfred Noble Society of National Scholars, and received a B.A. from Harvard University.
Ramin Patel is a Director of Brock Capital Group LLC.
Investment banker with over a decade of experience in real estate development and management. Prior to joining Brock, he sourced capital from the private equity sector and founded a housing company focused on affordable multi-family units in Asia. Currently, he serves on the board of a boutique mall development and management company, where he oversees the company’s strategy.
Ramin is a member of the Alfred Noble Society of National Scholars, and received a B.A. from Harvard University.
Short Biography -
Charles L. Brock Chairman and Chief Executive Officer
Director, designated “financial expert” and audit chair of public companies; investment banker; corporate lawyer with operating experience.
Director, B+H Ocean Carriers.
Managed numerous businesses including the twelve subsidiaries of Compton Communications (now Saatchi & Saatchi); Former Publisher and President, Scholastic International, also CFO and COO. Carter, Ledyard & Milburn; Sullivan & Cromwell; Director, B+H Bulk Carriers (subsequently, Excel Maritime Carriers) and B+H Maritime Carriers; President, Harvard Alumni Association; President, Harvard Law School Association.
Northwestern University B.A.; Harvard Law School J.D.; Harvard Business School, AMP
Charles Brock is Chairman and CEO of Brock Capital Group LLC. He was a Partner at Carter, Ledyard & Milburn and an Associate at Sullivan & Cromwell. In the last thirty years, Mr. Brock has served as Director and Audit Chair of five public companies and managed a variety of businesses. He headed the twelve subsidiaries of Compton Communications (now Saatchi & Saatchi) and the five subsidiaries of Scholastic, Inc., where he was also Chief Financial Officer and Chief Operating Officer as well as General Counsel.
Mr. Brock is past President of the Harvard Alumni Association, Regent of Cathedral of St. John the Divine, a Trustee of the Appleseed Foundation and on the Board of Visitors and Executive Committee of Northwestern University’s College of Arts and Sciences. He is former Chairman of Guild Hall (museum and theatre) and former President of the Harvard Law School Association.
Mr. Brock received his undergraduate degree from Northwestern University, his law degree from Harvard Law School and completed the Advanced Management Program at Harvard Business School.
Short Biography - About Brock
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